Course Code: 108

Duration: 1 day

Level: Basic

Fee: $795.00

CPE Credits: 7

Prerequisite: No Prerequisite Required.

Implementing STP requires a detailed understanding of the securities process and a knowledge of the many technology tools that are available. Recent changes in the services provided by the industry utilities have made it possible to begin implementing STP and to establish a process that will support each firm as the industry evolves towards this more efficient and less risky processing methodology.

Straight Through Processing is a widely used and often misunderstood term. While no firm has completely implemented STP, there are many examples of firms that are making significant strides towards this goal. Participants will learn what STP is and how it is being implemented by many firms around the world.

What is Straight Through Processing?

What is Driving the Industry Towards STP?

What are the Roadblocks to STP?

What can be Done to Implement STP?

•  Internal Operational Solutions
•  Internal Technical Solutions
•  External Technical Solutions

What are Vendors Doing to Support STP?

What is the Industry Doing to Support STP?