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Course List
Introduction to the Securities Industry
 
Introduction to the Securities Industry
How the Securities Industry Works
Introduction to U.S. Securities Processing
Introduction to Buy-Side Securities Processing
Straight Through Processing (STP)
Fundamentals of Securities Income
Securities Industry Principles
Introduction to Investment Management
Securities Lending and Borrowing : An Operations Perspective
Securities Industry Basics and Trends
Collateral Management: An Operations Perspective
International Issues
 
International Securities Operations
International Portfolio Accounting
International Portfolio Accounting: Intermediate Level
Withholding Tax Relief Worldwide
Foreign Currency: Markets, Clearance, Settlement & Accounting
Foreign Exchange: Lifecyle of a Trade
Internet and Technologies
 
Information Security for Banking & Brokerage Professionals
XML and STP - The Trading Life Cycle in a T+1 Environment
Improving Systems Project Outcomes in the U.S. Securities Industry
Corporate Actions
 
Corporate Actions Processing: Basic Level
Corporate Actions Processing: Advanced Level
Global Corporate Actions Processing: Basic Level
Global Corporate Actions Processing: Advanced Level
Capital Markets
 
Capital Markets Overview
Capital Market Economics - Investigating the Linkages Between the Real Economy and the Financial Markets
Portfolio Management
 
Portfolio Management
Securities Analysis
Managing Risk
 
Risk in a Global Market - Management and Operational Challenges Looking Forward
Managing Operational Risk
Understanding and Managing Classic and Systemic Risks
Financial Management
 
Introduction to Supervision for Financial Services Professionals
Challenges in Supervision for Financial Services Professionals
Client Service and Building Client Loyalty for Financial Service Professionals
Introduction to Management for Financial Services Professionals
Financial Accounting and Financial Mathematics
Financial Statement Analysis
Fixed Income Securities
 
Bond Math: Mathematics of the Fixed Income Market
Fixed Income Trading and Processing
Structured Securities: MBS, ABS, CDOs
Introduction to Fixed Income Products
Accounting for Fixed Income Securities and Derivatives
Mortgage-Backed Securities
Collateralized Debt Obligations and Credit Default Swaps (CDOs and CDS)
Accounting, Regulatory & Management
 
Brokerage Accounting and Regulations
Stock Brokerage Accounting & Securities Regulations
Introduction to Margin
Introduction to Private Equity Markets
Blitz Accounting
IT Project Management for Financial Services Professionals
The Dodd-Frank Wall Street Reform and Consumer Protection Act
Derivatives
 
Introduction to Derivative Products
Derivatives: Markets, Operations, Accounting & Control
Derivatives and Hedge Accounting
Interest Rate Futures and Swaps
Introduction to Options: Products, Trading & Processing
Swaps Processing
Equity Options: Strategies, Accounting and Operations
Equity Options: Strategies, Risks and Rewards: Intermediate Level
Mutual Funds
 
Introduction to Mutual Funds
Mutual Fund Operations

Course Description
IT Project Management for Financial Services Professionals
Available Dates:
April 18, 2012, New York
Course Code: 777
Duration: 1 day
Level: Intermediate
Fee: $795.00
Instructor: Tom Dragone
CPE Credits: 7
Prerequisite: College level management training or one year experience as a project Team Leader is recommended.

Learn the key concepts that ensure successful IT projects in Financial Services. This seminar focuses on the purpose, objectives, and key principals of IT Project Management. Participants will gain practical experience in developing a Project Plan and real-world advice on what to do and what not to do in managing your projects. Participants will not only come away with essential IT Project Management knowledge that can be applied immediately to your projects, but with project plans, important document templates, and vital links and references to continue your IT Project Management knowledge and skill growth.

The program also includes Work Breakdown Structure (WBS) and Risk exercises, and creating an IT Project Plan for a Securities Operations project or a project of your own choosing.

IT Project Management Foundation

  •  Financial Services Project Considerations
  •  The Project Lifecycle
  •  Scope Definition
  •  The Work Breakdown Structure (WBS)
    • WBS Exercise

IT Project Planning

  •  Project Manager's Responsibilities
  •  Requirements Management
  •  Estimating Tasks, Durations, and Resources
  •  Return on Investment (ROI)
  •  Tools of the Trade
  •  The Workplan
    • Task List 
    • Gantt Chart 
    • Network Diagram

IT Project Implementation

  •  Project Control
  •  Managing Risk
    • Risk Exercise 
  • Team Building 
  • Handling Change 
  • Budgeting 
  • Web Project Management

IT Project Tracking

  •  Progress Reporting
  •  Project Communication
  •  Metrics
  •  Earned Value

IT Project Completion

IT Project Management Issues

  •  Corporate Considerations
  •  People Considerations
  •  Benefits of Project Management Tool Usage
  •  The Project Management Office (PMO)
    • Project Management Methodology 
    • The Capability Maturity Model (CMM) 
    • Six Sigma 
    • Project Management Institute (PMI) Certification

Securities Operations IT Project Planning Exercise

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