Available Dates:
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| Course Code: 113 |
| Duration: 1 day |
| Level: Basic |
| Fee: $795.00 |
| Instructor:
George Bollenbacher |
| CPE Credits: 7 |
| Prerequisite: No Prerequisite Required. |
This seminar describes the business of investment management, its place in the financial services industry, its customers and how investment managers are organized and operate.
Topics for discussion includwe:
- The Investment Management Industry and its Role in the Financial Services Industry
- How the Investment Manager Interacts with Other Entities
- Investment Management Clients
- Why Clients Hire a Portfolio Manager
- Investment Management Vehicles
- Departments of an Investment Management Firm
- Investment Styles of Portfolio Managers
- An Overview of Asset Classes
- Exchanges and the Dealer Market
- An Overview of Performance
- Laws and Regulators that Govern the Industry
- The Future of Technology in Investment Management
- STP for the Investment Manager
After completing this course, participants should be able to:
- Understand how investment managers interact with other financial entities
- Understand how investment managers are organized and work
- Understand the different asset types the investment managers invest in
- Understand the laws and regulations governing the investment management business
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