|Course Code: 787
|Duration: 1 day
|CPE Credits: 7
|Prerequisite: Understanding of the general functioning of the equities, fixed income and derivatives markets, as well as a general understanding of the US market regulatory structure.
Title VII of the Dodd-Frank Act (DFA) has significantly changed the market for derivative instruments, not just for US firms but for global firms. Thus global market participants must incorporate this law, and its resulting regulations, into their derivatives business.
This one-day course will explore the language and impacts of the law itself, as well as its regulatory implementation, concentrating on its effect on firms that are not headquartered in the US.
Topics for Discussion Include:
- Introduction to derivative
- The background to the DFA
- The regulatory agencies enforcing
- The five pillars of the DFA
- Workflow Impacts
After attending this seminar, participants should be able to:
what instruments and parties Title VII applies to
who will be enforcing it and what their rules are
the language and implications of each of the five pillars
how Title VII has impacted the workflow of investment firms
Understand how Title
VII has caused and will cause changes in the derivatives market