|Course Code: 809
|Duration: 1 day
|CPE Credits: 7
|Prerequisite: No Prerequisite Required.
The blizzard of market regulations coming on-stream in Europe poses significant hurdles for global market participants. Some of these rules are triggered by the parties to a trade and some by the instrument involved, and some by both. In many cases, these rules conflict with rules from other jurisdictions, and sometimes they conflict internally.
This one-day course will take you through the major components of both MiFID II/MiFIR and MAR/MAD, indicating the applicability of each section and outlining the impacts on both dealers and asset managers.
Topics for Discussion Include:
- The EU regulatory process
- The individual regulations
- MiFID II/ MiFIR specifics
implications and conflicts
After attending this seminar, participants should be able to:
the impacts of each of the EU regulations on their businesses
what factors control the applicability of
the rules to individual trades
rule conflicts that will have to be handled