Securities Operations Forum offers open enrollment courses focused on topics of interest to operations professionals in the financial industry. These classes are held in New York, Boston, San Francisco and Chicago. The small size of the classes encourages students to interact with our instructors who are all practicing professionals in the financial industry.
One day courses are 9:30am to 4:30pm with 1 hour for lunch.
Two day courses are two consecutive full day classes, 9:30am to 4:30pm with 1 hour for lunch.
All classes will be conducted at 30 Broad Street, in the heart of New York City's financial district, adjacent to the New York Stock Exchange.
To register for a class, browse through the calendar or course descriptions to select a course and then follow the links for online registration. If you prefer, call 212 328 2500 x235 to register for a class.
Click here for a list of training locations or for directions to Securities Operations Forum in New York.
Securities Operations Forum is a registered sponsor with NASBA and the New York State Education Board and grants CPE credit for classroom courses.
Delivery Method: All of our classroom courses are “Group-Live”
|| Securities Operations Forum (Div. of The Summit Group) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219- 2417 or by visiting the web site: www.nasba.org
Advance Preparation: There is no advanced preparation required for our classroom courses.