Course Code: 302

Duration: 1 day

Level: Basic

Fee: $795.00

CPE Credits: 7

Prerequisite: No Prerequisite Required.

Participants will learn to identify the components of an overall security program and to distinguish risk factors relating to the Internet and the financial services industry. They review a checklist of procedures and protocols used to reduce online security risks, and explore regulatory issues that will govern financial transactions over the Internet

The Six Basics of Information Security

Different Risks and their Impact

Certificate Authorities

Digital Signatures

Encryption and Message Security

Public Key Infrastructure (PKI)

Types of Security Risks, including:

•   Data destruction
•   Interference and rerouting
•   Repudiation
•   Distributed denial of service
•   Trojan horse
•   Worms, viruses

Methods of Authentication

•   Biometrics and Smart Cards

Protecting from the Outside

•   Firewalls, Intrusion Detection and Other Safeguards

Protecting on the Inside

•   Enterprise security management
•   Monitoring, Logging, Reporting and Auditing

Wireless, "pervasive" IP

Applications to Trading

Applications to Corporate Actions

Applications to Processing

Privacy versus Security

The post-September 11 Environment

Legal Issues and Implications