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Course List
Introduction to the Securities Industry
 
How the Securities Industry Works
Introduction to U.S. Securities Processing
Introduction to Buy Side Securities Processing
Introduction to Investment Management
Securities Industry Basics and Trends
International Issues
 
International Securities Operations
Foreign Currency: Markets, Clearance, Settlement & Accounting
Internet and Technologies
 
Information Security for Banking & Brokerage Professionals
XML and STP - The Trading Life Cycle in a T+1 Environment
Corporate Actions
 
Corporate Actions Processing: Basic Level
Corporate Actions Processing: Advanced Level
Global Corporate Actions Processing: Basic Level
Global Corporate Actions Processing: Advanced Level
Capital Markets
 
Capital Markets Overview
Portfolio Management
 
Portfolio Management
Bond Math: Mathematics of the Fixed Income Market
Fixed Income Securities
 
Fixed Income Trading and Processing
Structured Securities: MBS, ABS, CDOs
Introduction to Fixed Income Products
Accounting for Fixed Income Securities and Derivatives
Mortgage-Backed Securities
Accounting, Regulatory & Management
 
Brokerage Accounting and Regulations
Stock Brokerage Accounting & Securities Regulations
Introduction to Margin
Introduction to Private Equity Markets
Blitz Accounting
IT Project Management for Financial Services Professionals
Derivatives
 
Derivatives: Markets, Operations, Accounting & Control
Introduction to Options: Products, Trading & Processing
Swaps Processing
Mutual Funds
 
Introduction to Mutual Funds

Course Description
Fixed Income Trading and Processing
Available Dates:
March 16-17, 2009, New York
Course Code: 600
Duration: 2 days
Level: Basic
Fee: $1395
Instructor: George Bollenbacher
CPE Credits: 14
Prerequisite: No Prerequisite Required.

This two-day seminar will give you an understanding of how fixed income securities are traded and settled worldwide. The seminar will cover the market structures, participants, securities, processes, and risks. Participants will learn how market participants interact with each other, the trading and processing requirements of each security type, and will follow fixed income trades from their inception to their completion. This seminar will be valuable to systems, operations, administrative and trade support staff.

Overview
* Market Structures
* Market Participants
* Securities
* Processes
* Risks

Market Structures
* Trading
* Clearance
* Settlement

Market Participants
* Dealers
* Asset Managers
* Custodians and Agents
* Repositories
* Regulators

Securities
* US Treasuries and Agencies
* Corporates
* MBS and ABS
* Municipals
* Sovereigns
* Financings

Processes
* The Whole Trade Process
* Trade Execution
* Trade Confirmation, Allocation and Clearance
* Trade Settlement
* Reconciliation

Risks
* Market Risk
* Credit Risk
* Processing/Error Risk
* Disaster Risk

After completing this seminar, participants should be able to:

 

  • Understand Fixed Income Market Structures
  • Understand Fixed Income Market Participants
  • Understand Fixed Income Securities
  • Understand Fixed Income Processes
  • Understand Fixed Income Derivative Instruments
  • Understand Fixed Income Market Risks

 

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