Securities Operations Forum - Training, Publications, Conferences for Bankers & Brokers

SOF Home

Training

Conferences

Publications

Research & Resources

Welcome to the Securities Operations Forum

As an information center for operations professionals in the financial services industry, Securities Operations Forum provides training courses, workshops, conferences, news and research to banks, broker/dealers, insurance companies, vendors, regulatory agencies and industry associations.

Training

Select Classroom Course Subject:

Select Location:

Featured Classroom Courses:
	Introduction to Fixed Income Products
	Introduction to U.S. Securities Processing
	Structured Securities: MBS, ABS, CDOs
E-Learning Courses:
	US Securities Industry Basics
	US Corporate Actions Introduction

Training »

Microsoft E-Learning

Courses:
	Managing Client Access in a Microsoft Exchange Server 2007 Environment
	Customizing the 2007 Microsoft® Office System Client Installation
	Implementing Security in Microsoft ASP.NET 3.5 Applications
Collections:
	What's New in the 2007 Microsoft Office System
	Designing High-Availability Database Solutions Using Microsoft SQL Server 2005

Publications

How the U.S. Securities Industry Works, 3rd Edition
by Hal McIntyre
Updated with the latest securities industry procedures, this third edition addresses the fundamentals of the securities industry: the players, the markets, the products, the life-cycle of a trade and today's industry challenges.

Straight Through Processing for Financial Services Firms
edited by Hal McIntyre
Written by experts in their own fields and edited by a leading expert on STP in the financial services industry, this book evaluates current issues and provides key industry solutions.

Publications »

What can I do?

Register for a classroom course

Register for E-Learning

Find out more about getting a Securities Industry Professional (SIP) Credential

Organize a custom course for your firm