Securities Operations Forum - Training, Publications, Conferences for Bankers & Brokers

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Welcome to the Securities Operations Forum

As an information center for operations professionals in the financial services industry, Securities Operations Forum provides training courses, workshops, conferences, news and research to banks, broker/dealers, insurance companies, vendors, regulatory agencies and industry associations.

Training

Select Classroom Course Subject:

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Featured Classroom Courses:
	Introduction to Fixed Income Products
	Introduction to U.S. Securities Processing
	Structured Securities: MBS, ABS, CDOs
E-Learning Courses:
	US Securities Industry Basics
	US Corporate Actions Introduction

Training »

Microsoft E-Learning

Courses:
	Planning and Troubleshooting Routing and Switching in a Windows Server™ 2003 Environment
	Implementing Business Processes with Microsoft Windows SharePoint Services 3.0 Workflows
	Applying Advanced Query Techniques in Microsoft® SQL Server™ 2005
Collections:
	Implementing a Microsoft Exchange Server 2003 Messaging Environment
	Deploying 2007 Microsoft Office System Client Products

Publications

How the U.S. Securities Industry Works, 3rd Edition
by Hal McIntyre
Updated with the latest securities industry procedures, this third edition addresses the fundamentals of the securities industry: the players, the markets, the products, the life-cycle of a trade and today's industry challenges.

Straight Through Processing for Financial Services Firms
edited by Hal McIntyre
Written by experts in their own fields and edited by a leading expert on STP in the financial services industry, this book evaluates current issues and provides key industry solutions.

Publications »

What can I do?

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