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Securities Operations Forum hosts a variety of high-level conferences on topics of interest to securities operations professionals. Read what our participants say about the conferences »
Upcoming Conferences
17th Annual Securities Operations Conference
Thursday, October 02, 2008, New York, US
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Past Conferences
Fixed Income Trading and Processing Conference - Trends and Opportunities
Tuesday, September 09, 2008, New York, US
CorpActions 2008
Thursday, June 05, 2008, New York, US
Derivatives Operations and Processing Conference
Thursday, April 24, 2008, New York, US
5th Annual Corporate Actions Processing Workshop
Thursday, March 27, 2008, Boston, US
5th Annual Buy-Side Reconciliations Workshop
Wednesday, March 26, 2008, Boston, US
Hedge Funds Operations and Processing Conference
Tuesday, February 26, 2008, New York, US
6th Annual Conference on Operational Risk Management in the Securities Industry
January 31, 2008, New York, US
5th Annual Reconciliation and Exception Management Conference
December 11, 2007, New York, US
10th Annual Corporate Actions Processing Conference
November 06, 2007, New York, US
View all past conferences »
Conference Description
Operational Risk Management in the Securities Industry
Full-Day Conference

CPE Credits: 7 [?]

Bayard's
One Hanover Square
New York, NY, 10004
US

October 19, 2005
The Summit Group
The management of operational risk has undoubtedly become increasingly importance among financial institutions in recent years. It is not that operational risk management is a new practice for firms; however as a result of regulatory pressures it is becoming increasingly more significant.

One of the major challenges and opportunities facing the securities industry today is assessing and controlling the inherent risks with daily operations. Operational risk managers are responsible for developing consistent standards and toolsets for measuring the firm's exposure to potential operational losses which can be caused by systems failures, human errors, natural disasters and process weakness.

This third annual operational risk conference will bring together regulators, practitioners and consultants to provide an update on the regulatory and practical issues surrounding operational risk as well as to discuss critical risk management challenges and proven solutions.

A concurrent exhibit of leading operational risk software vendors will offer delegates the opportunity to identify the latest software developments in operational risk management.

This event will be of interest to managing directors, CEO's, directors and managers of group risk, risk management, operational risk, risk control, and operations within the securities industry.

By attending this conference all delegates will earn 7 CPE credits.

 




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