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Global Market Structure Conference - Co-Sponsored by The Depository Trust & Clearing Corporation and J.P. Morgan
Full-Day Conference

How will the recent government intervention, forced mergers, and the proposed increase in financial regulation impact the global market structure?

Understanding the evolution of the global market structure is crucial to developing your operations and IT plans and projects. Regulatory issues, new technical solutions, consolidation and interoperability are affecting the current environment and will significantly impact the future.

The "Global Market Structure Conference," Co-Sponsored by The Depository Trust & Clearing Corporation and J.P. Morgan will address the steady growth of new entities and technology solutions around the world, focusing on the impact in the US as well as the European, Latin American and Asian markets.

The event will be Chaired by Richard Mitterando, J.P. Morgan's GlobeClear Product Manager and the Keynote Address will be presented by Donald Donahue, Chairman & Chief Executive Officer of DTCC.

Some of the major issues that will be addressed include:
- State of Capital Markets and the Global Economy
- Trading Regulations
- European Trading, Clearing and Settlement Developments
- Examining the Asian Markets
- The Latin-America Infrastructure
- The Next Players in Global Consolidation
- The Impact of Technology on the Development of Trading Systems and Market Structure
- The Future of Cross-Border Market Structure

For more details on the agenda and speaking opportunities, please contact Alana Anderson at alana.anderson@soforum.com or call 212-328-2500 x238.

This conference will bring together industry professionals responsible for US and international market regulation, compliance and regulatory issues, operations and technology, strategic planning and trading, as well as senior managers from broker/dealer and market centers to discus and provide an overview of the workings of the global market structure, particularly focusing on, benefits and limitations of different trading structures, impact of technology, the changing needs of the global environment, and the analysis of consolidation, harmonization, and independent structural performance.

A concurrent vendor exhibit will feature displays by leading technology, communication, and regulation providers. For information on sponsor and exhibit opportunities, please e-mail Jessica Hieger at jessica.hieger@soforum.com or call 212-328-2500 x229.

Register for the rate of $895 to attend. Group discounts are also available via phone orders. REGISTER ONLINE OR CALL 212-328-2500 X229.



Exhibitors

 - Co-Sponsor: DTCC

 - Co-Sponsor: J.P. Morgan

Media Partners




Conference Agenda

Global Market Structure Conference - Co-Sponsored by The Depository Trust & Clearing Corporation and J.P. Morgan
Full-Day Conference

CPE Credits: 8 [?]


American Conference Center, 780 Third Avenue
New York, NY, 10017 [view map]
US

Dec 02, 2008

    08:00 to 09:00
Session   Registration and Breakfast with Exhibitors
    09:00 to 09:15
Session   Chair's Opening Remarks
Chairman   Richard Mitterando, Vice President, GlobeClear Product Manager, J.P. Morgan
    09:15 to 09:50
Session   Keynote Address: The State of Capital Markets and the Global Economy
Speaker   Donald Donahue, Chairman and Chief Executive Officer, DTCC
    09:50 to 10:50
Session   Clearing and Settlement: Consolidation vs. Interoperability
Moderator   Dennis Goodenough, Senior Business Manager, Securities Initiatives, SWIFT
Panel   Craig Dudsak, Managing Director, Securities and Fund Services, Citi
Panel   John Nordstrom, Director & Chief Representative, Euroclear
Panel   Neil Henderson, Managing Director, Product Management, DTCC
Panel   Michael Barrett, Executive Director, Clearstream Banking
Panel   Theodore Rothschild, Executive Director, Senior Network Manager, J.P. Morgan
    10:50 to 11:10
Session   Mid-Morning Refreshment Break
    11:10 to 11:55
Session   Trading Regulations
Moderator   Allan Grody, President, Financial InterGroup Advisors
Panel   William Jannace, Managing Director, Member Regulation Division, FINRA
Panel   Irene Halpin, Vice President, Assistant General Counsel, J.P. Morgan Chase
Panel   Robert Colby, Deputy Director, Division of Trading and Markets, U.S. Securities and Exchange Commission
    11:55 to 12:40
Session   The Latin-America Infrastructure
Moderator   Mary Ann Callahan, Managing Director, Global Relations & Development, DTCC
Panel   Thomas Trepanier, Relationship Manager, Omgeo LLC
Panel   Cecilia Humphrey, Americas Representative, DTCC
    12:40 to 01:40
Session   Luncheon
    01:40 to 02:15
Session   Examining the Asian Markets
Speaker   James Shapiro, Senior Managing Director, Galileo Global Advisors, LLC
    02:15 to 03:00
Session   The Next Players in Global Consolidation
Moderator   Richard Mitterando, Vice President, GlobeClear Product Manager, J.P. Morgan
Panel   James Stewart, Managing Director, Financial Institutions, UBS Investment Bank
Panel   Miranda Mizen, Senior Consultant, TABB Group
    03:00 to 03:20
Session   Afternoon Refreshment Break
    03:20 to 04:05
Session   The Impact of Technology on the Development of Trading Systems and Market Structure
Panel   Richard Robinson, Industry Expert, Former Director, Former Omgeo LLC
Panel   Gillian Christie, Director, Deloitte Consulting LLP
Panel   Brett Redfearn, Executive Director, Global Head of Liquidity, J.P. Morgan Securities Inc.
Panel   Sriram Venkataraman, Senior Manager, Financial Services, Ernst & Young LLP
Panel   Ed McDonnell, Managing Director, Pivot Inc.
    04:05 to 04:50
Session   The Future of Cross-Border Market Structures
Moderator   Mark DiMaio, Principal, Ernst & Young
Panel   Ted Myerson, President, FTEN, Inc.
Panel   William Karsh, Chief Operating Officer, Direct Edge
Panel   Jos Schmitt, M.B.A., Chief Executive Officer, Alpha Trading Systems
    04:50 to 05:00
Session   Chair's Closing Remarks/ End of Conference
Chairman   Richard Mitterando, Vice President, GlobeClear Product Manager, J.P. Morgan






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