SOF Home
Training
Conferences
Publications
Research & Resources
SOFORUM TV
Home > Conferences > Conference Schedule > Corporate Actions 2009: Improving Issuer-Investor Communication > Agenda

Conferences
Corporate Actions 2009: Improving Issuer-Investor Communication
Reducing risk and cost through data and technology standards
Presented by Securities Operations Forum and XBRL US, in association with DTCC and SWIFT.
Conference Details

Corporate Actions 2009: Improving Issuer-Investor Communication
Reducing risk and cost through data and technology standards

Full-Day Conference

Join keynote speakers from the SEC, DTCC, NIRI and Pipeline Financial Systems LLC to find out how to improve the process for conveying important corporate action announcement information to investors through the use of data and technology standards. Learn how standards can:

  • improve issuer-investor communication
  • result in more accurate information
  • increase timeliness
  • reduce processing costs

Corporate Actions 2009 will examine the business case for solutions through standards and will culminate in the unveiling of a new technology prototype for corporate actions data using XBRL (eXtensible Business Reporting Language).

Interactive expert panels and in-depth presentations will provide the details of this new and improved approach to corporate actions data and offer an opportunity for participants to network with experts from around the industry. Who should attend?

  • Issuer representatives, including financial executives and accountants, investor relations officers, corporate secretaries
  • Underwriters, attorneys, regulators
  • Custodians, Asset Managers, Broker/Dealers and other processors of corporate actions data
  • Vendors of corporate actions systems and data providers
  • Investors

The XBRL US Corporate Actions Conference Advisory Committee includes the following industry experts:

  • Karla McKenna, Director, Citi
  • David Hands, Director, Product Development, Depository Trust & Clearing Corporation
  • Max Mansur, Global Market Manager, Asset Servicing, Markets group, SWIFT
  • Joseph Vicari, VP, Business Strategy & Development, Broadridge Financial Solutions
  • Michael Schlanger, VP, Business Development and Strategy of Merrill Corporation
  • Judith McLevey, Head of Corporate Actions and Market Watch, NYSE Euronext
  • Joseph Conte, Director of Securities Operations, NYSE EuroNext
  • Paras Madho, Director of Securities Operations, Global Corporate Client Group, NYSE Euronext
  • Geoff Loftus, Vice President, Society of Corporate Secretaries and Governance Professionals, Inc.
  • Linda Kelleher, Senior Vice President, National Investor Relations Institute
  • Katie J. Sevcik, SVP, Head of Operations/Product Development, Wells Fargo
  • Shellie McCauley, VP, Manager of Operations, Corporate Actions, and Proxy, Wells Fargo
  • Dawn Coleman, VP, Client Services, Wells Fargo
  • Linda Bookheim, Global Market Manager, SWIFT

A concurrent vendor exhibit will feature displays by leading technology, communication, and application providers. For information on sponsor and exhibit opportunities, please email Eileen Haeger at eileen.haeger@soforum.com or call 212-328-2500 x235.

Registration fee: $395.

Group discounts are available via phone orders. REGISTER ONLINE OR CALL 212-328-2500 X235.



Exhibitors



Media Partners




Conference Agenda

Corporate Actions 2009: Improving Issuer-Investor Communication
Reducing risk and cost through data and technology standards

Full-Day Conference

CPE Credits: 7 [?]


Westin Hotel at Times Square, 270 West 43rd Street
New York, NY, 10036 [view map]
US

May 28, 2009

 
XBRL US
    08:00 to 08:45
Session   Registration and Breakfast with Exhibitors
    08:45 to 09:00
Session   Chair's Opening Remarks
Co-Chair   David Hands, Director, DTCC Solutions
Co-Chair   Max Mansur, Global Market Manager, SWIFT
    09:00 to 10:00
Session   Keynote Panel: Improving the Dissemination of Corporate Event Information from Issuer to Investor
Moderator   Alfred Berkeley, Chairman and CEO, Pipeline Trading
Panel   David Blaszkowsky, Director of the Office of Interactive Disclosure, SEC
Panel   Donald Donahue, Chairman & CEO, DTCC
Panel   Craig Dudsak, Managing Director, Citi
Panel   Jeff Morgan, President & CEO, NIRI
Panel   Julia Warren, Senior Managing Director, New York Life Investments
    10:00 to 10:20
Session   Mid-Morning Refreshment Break with Exhibitors
    10:20 to 12:30
Session   Business Case: Communicating Corporate Events from Issuer to Investor Panel 1: Producers of Corporate Actions Disclosures
Moderator   Max Mansur, Global Market Manager, SWIFT
Panel   Dawn Coleman, VP and Client Service Manager of Corporate Actions, Wells Fargo
Panel   Joe Conte, Director – Corporate Actions, NYSE Euronext
Panel   Brett Lancaster, Vice President, DTCC
Panel   Michael Schlanger, Vice President, Strategy and Business Development, Merrill Corporation
    10:20 to 12:30
Session   Business Case: Communicating Corporate Events from Issuer to Investor Panel 2: Consumers of Corporate Actions Disclosures
Moderator   David Hands, Director, DTCC Solutions
Panel   Andrew Chapman, Project Manager, Vanguard
Panel   Anthony DePalma, Senior VP, Brown Brothers Harriman
Panel   Jack Reerink, Global Company News Editor, Reuters
    12:30 to 01:45
Session   Luncheon with Exhibitors
    01:45 to 02:45
Session   A Global View of Standards: Issuer Problems and Solutions around the World
Panel   Mark Bolgiano, President & CEO, XBRL US
Panel   John Nordstrom, Chief Representative, Euroclear
Panel   Peter Shi, Deputy Director Information Center, Shanghai Stock Exchange
    02:45 to 03:45
Session   Solutions through Standards: Can the Dissemination Process be Standardized to Enable Straight- Through- Processing (STP) from Issuer to Investor
Moderator   Jamie Shay, Head of Standards, SWIFT
Panel   Ernesto Lanza, General Counsel, Municipal Securities Rulemaking Board
Panel   William Lutz, Chair, 21st Century Disclosure Initiative, SEC
Panel   Karla McKenna, Director, Citi
Panel   Malene McMahon, Senior Business Manager, Standards, SWIFT
Panel   Campbell Pryde, Chief Standards Officer, XBRL US
    03:45 to 04:05
Session   Afternoon Refreshment Break with Exhibitors
    04:05 to 04:35
Session   Solution through Technology
Panel   Campbell Pryde, Chief Standards Officer, XBRL US
Panel   Jon Wisnieski, Senior Information System Specialist, FDIC
    04:35 to 05:05
Session   Chair's Closing Remarks
Co-Chair   David Hands, Director, DTCC Solutions
Co-Chair   Max Mansur, Global Market Manager, SWIFT






  About SOF | Contact Info | Privacy Policy | Cancellation Policy

  SOF Home | Training | Publications | Conferences | Research & Resources

  Copyright 2009 Securities Operations Forum, a division of The Summit Group