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Corporate Actions 2009: Improving Issuer-Investor Communication
Reducing risk and cost through data and technology standards
Full-Day Conference
Join keynote speakers from the SEC, DTCC, NIRI and Pipeline Financial Systems LLC to find out how to improve the process for conveying important corporate action announcement information to investors through the use of data and technology standards. Learn how standards can:
- improve issuer-investor communication
- result in more accurate information
- increase timeliness
- reduce processing costs
Corporate Actions 2009 will examine the business case for solutions through standards and will culminate in the unveiling of a new technology prototype for corporate actions data using XBRL (eXtensible Business Reporting Language).
Interactive expert panels and in-depth presentations will provide the details of this new and improved approach to corporate actions data and offer an opportunity for participants to network with experts from around the industry.
Who should attend?
- Issuer representatives, including financial executives and accountants, investor relations officers, corporate secretaries
- Underwriters, attorneys, regulators
- Custodians, Asset Managers, Broker/Dealers and other processors of corporate actions data
- Vendors of corporate actions systems and data providers
- Investors
The XBRL US Corporate Actions Conference Advisory Committee includes the following industry experts:
- Karla McKenna, Director, Citi
- David Hands, Director, Product Development, Depository Trust & Clearing Corporation
- Max Mansur, Global Market Manager, Asset Servicing, Markets group, SWIFT
- Joseph Vicari, VP, Business Strategy & Development, Broadridge Financial Solutions
- Michael Schlanger, VP, Business Development and Strategy of Merrill Corporation
- Judith McLevey, Head of Corporate Actions and Market Watch, NYSE Euronext
- Joseph Conte, Director of Securities Operations, NYSE EuroNext
- Paras Madho, Director of Securities Operations, Global Corporate Client Group, NYSE Euronext
- Geoff Loftus, Vice President, Society of Corporate Secretaries and Governance Professionals, Inc.
- Linda Kelleher, Senior Vice President, National Investor Relations Institute
- Katie J. Sevcik, SVP, Head of Operations/Product Development, Wells Fargo
- Shellie McCauley, VP, Manager of Operations, Corporate Actions, and Proxy, Wells Fargo
- Dawn Coleman, VP, Client Services, Wells Fargo
- Linda Bookheim, Global Market Manager, SWIFT
A concurrent vendor exhibit will feature displays by leading technology, communication, and application providers. For information on sponsor and exhibit opportunities, please email Eileen Haeger at eileen.haeger@soforum.com or call 212-328-2500 x235.
Registration fee: $395.
Group discounts are available via phone orders. REGISTER ONLINE OR CALL 212-328-2500 X235. |
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Corporate Actions 2009: Improving Issuer-Investor Communication
Reducing risk and cost through data and technology standards
Full-Day Conference
CPE Credits: 7 [?]
Westin Hotel at Times Square, 270 West 43rd Street New York, NY, 10036 [view map] US
May 28, 2009
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08:00 to 08:45 |
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Registration and Breakfast with Exhibitors
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08:45 to 09:00 |
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Chair's Opening Remarks
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Co-Chair |
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David Hands, Director, DTCC Solutions |
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Co-Chair |
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Max Mansur, Global Market Manager, SWIFT |
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09:00 to 10:00 |
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Keynote Panel: Improving the Dissemination of Corporate Event Information from Issuer to Investor
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Moderator |
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Alfred Berkeley, Chairman and CEO, Pipeline Trading |
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Panel |
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David Blaszkowsky, Director of the Office of Interactive Disclosure, SEC |
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Panel |
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Donald Donahue, Chairman & CEO, DTCC |
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Panel |
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Craig Dudsak, Managing Director, Citi |
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Panel |
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Jeff Morgan, President & CEO, NIRI |
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Panel |
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Julia Warren, Senior Managing Director, New York Life Investments |
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10:00 to 10:20 |
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Mid-Morning Refreshment Break with Exhibitors
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10:20 to 12:30 |
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Business Case: Communicating Corporate Events from Issuer to Investor Panel 1: Producers of Corporate Actions Disclosures
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Moderator |
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Max Mansur, Global Market Manager, SWIFT |
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Panel |
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Dawn Coleman, VP and Client Service Manager of Corporate Actions, Wells Fargo |
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Panel |
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Joe Conte, Director – Corporate Actions, NYSE Euronext |
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Panel |
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Brett Lancaster, Vice President, DTCC |
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Panel |
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Michael Schlanger, Vice President, Strategy and Business Development, Merrill Corporation |
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10:20 to 12:30 |
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Business Case: Communicating Corporate Events from Issuer to Investor Panel 2: Consumers of Corporate Actions Disclosures
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Moderator |
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David Hands, Director, DTCC Solutions |
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Panel |
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Andrew Chapman, Project Manager, Vanguard |
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Panel |
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Anthony DePalma, Senior VP, Brown Brothers Harriman |
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Panel |
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Jack Reerink, Global Company News Editor, Reuters |
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12:30 to 01:45 |
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Luncheon with Exhibitors
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01:45 to 02:45 |
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A Global View of Standards: Issuer Problems and Solutions around the World
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Panel |
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Mark Bolgiano, President & CEO, XBRL US |
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Panel |
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John Nordstrom, Chief Representative, Euroclear |
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Panel |
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Peter Shi, Deputy Director Information Center, Shanghai Stock Exchange |
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02:45 to 03:45 |
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Solutions through Standards: Can the Dissemination Process be Standardized to Enable Straight- Through- Processing (STP) from Issuer to Investor
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Moderator |
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Jamie Shay, Head of Standards, SWIFT |
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Panel |
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Ernesto Lanza, General Counsel, Municipal Securities Rulemaking Board |
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Panel |
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William Lutz, Chair, 21st Century Disclosure Initiative, SEC |
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Panel |
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Karla McKenna, Director, Citi |
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Panel |
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Malene McMahon, Senior Business Manager, Standards, SWIFT |
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Panel |
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Campbell Pryde, Chief Standards Officer, XBRL US |
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03:45 to 04:05 |
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Afternoon Refreshment Break with Exhibitors
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04:05 to 04:35 |
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Solution through Technology
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Panel |
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Campbell Pryde, Chief Standards Officer, XBRL US |
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Panel |
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Jon Wisnieski, Senior Information System Specialist, FDIC |
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04:35 to 05:05 |
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Chair's Closing Remarks
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Co-Chair |
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David Hands, Director, DTCC Solutions |
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Co-Chair |
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Max Mansur, Global Market Manager, SWIFT |
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