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17th Annual Securities Operations Conference
Full-Day Conference
Processing securities has never been more complicated and risky, nor has it offered more opportunities for improvements and efficiency. This year's 17th Annual Securities Operations Conference will cover a wide range of timely, relevant topics, centered around the theme 'Convergence and Transformation of the Global Securities Industry.'
Join your peers from brokerage, custody, investment management, and the industry infrastructure to discuss and learn updates on the global securities industry. William Aimetti, President and Chief Operating Officer of DTCC, will give the event's Keynote Address.
The agenda includes:
- Global Industry Trends
- Annual Update by Industry Regulators
- Utility Update
- Industry Associations - Best Practices and Standards
- Operational Risk - Uses of the 4 Data Elements in an Advanced OpRisk Framework
- Vendor Solutions and Outsourcing
- Optimizing Hedge Fund Operations and Due Diligence
This is a must-attend event for Heads of Operations, Operations Staff, Risk Managers, Risk Officers, Asset Managers, and other Securities Professionals.
In addition, an exhibit hall with leading operations and technology vendors will offer delegates the opportunity to identify the latest developments in Securities Operations and Processing.
For information on sponsor & exhibit opportunities, email Jessica Hieger (jessica.hieger@soforum.com) or call 212-328-2500 x229.
Advisory Council for 17th Annual Securities Operations Conference:
Denise Adams, Munder Capital Management
William Aimetti, DTCC
Joe Conway, Brown Brothers Harriman
Scott Long, formerly of Blackstone Group
Richard Mitterando, JPMorgan Chase |
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17th Annual Securities Operations Conference
Full-Day Conference
CPE Credits: 7 [?]
Bayard's, 1 Hanover Square
New York, NY, 10004 [view map]
US
Oct 02, 2008
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08:00 to 09:00 |
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Registration and Breakfast with Exhibitors
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09:00 to 09:15 |
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Chairman's Opening Remarks
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Chairman |
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Mark DiMaio, Principal, Ernst & Young |
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09:15 to 09:50 |
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Keynote Address: The Changing Landscape of Operations
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Speaker |
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William Aimetti, President, Chief Operating Officer, Depository Trust & Clearing Corp |
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09:50 to 10:35 |
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Securities Operations Update by Industry Utilities
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Moderator |
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Maryann Houglet, Senior Vice President, A-Team Group |
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Panel |
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John Mullaly, Director, Depository Trust & Clearing Corporation |
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Panel |
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Richard Robinson, Director, Omgeo |
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Panel |
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Kristiina Kurki Suonio, Head of North America Relationship Mgmt, CLS Bank International |
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Panel |
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Anthony Masiello, Senior Vice President, Relationship Management, Clearstream Banking |
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10:35 to 11:15 |
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Fund of Fund Due Diligence - An Operational and Support-Side Perspective
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Moderator |
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Mark DiMaio, Principal, Ernst & Young |
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Panel |
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John Wolfe, Managing Director, Mannahatta Partners LLC |
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Panel |
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Cary Klivan, CPA, Managing Director, Amber Partners (USA), Inc. |
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Panel |
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Andrew Dougherty, COO, BNP Paribas Financial Services |
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11:15 to 11:35 |
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Mid-Morning Break with Exhibitors
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11:35 to 12:20 |
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Uses of the 4 Data Elements in an Advanced OpRisk Framework
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Moderator |
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Kenneth Swenson, Principal, CRA International |
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Philippa Girling, Of Counsel, Garrity, Graham, Murphy, Garofalo & Flinn, P.C. |
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Ann Caruso, Vice President, Nomura |
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Panel |
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Laura Polak, Director, Algorithmics Incorporated - a member of the Fitch Group |
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12:20 to 01:05 |
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Vendor Solutions and Outsourcing
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Moderator |
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Denise Valentine, Senior Analyst, Aite Group LLC |
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Mark Serdar, VP, JPMorgan Chase |
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Carrie Bowers, Director, Group Offshoring, UBS |
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Fred Cohen, Group Vice President, Patni |
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01:05 to 02:05 |
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Luncheon with Exhibitors
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02:05 to 02:45 |
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Update by Industry Regulators
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Moderator |
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Hal McIntyre, Managing Partner, The Summit Group |
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Roger Graham, The Federal Reserve Bank of New York |
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Panel |
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Jon Kroeper, Vice President, FINRA |
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02:45 to 03:20 |
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Challenges for Operations in a Global Organization
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Dawn Patterson, Principal, Deloitte & Touche |
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03:20 to 03:40 |
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Afternoon Refreshments with Exhibitors
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03:40 to 04:15 |
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Securities Operations Update on Best Practices and Standards
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Moderator |
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Mark DiMaio, Principal, Ernst & Young |
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Jason Brasile, Vice President, ISITC Representative, State Street |
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Karla McKenna, Director, Citi |
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04:15 to 05:00 |
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Complex Product Processing:
Operating Model Based on Product Maturity
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Speaker |
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Gillian Christie, Director, Deloitte Consulting LLP |
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Speaker |
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Tina Naser, Senior Manager, Deloitte Consulting LLP |
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05:00 to 05:10 |
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Chairman's Closing Remarks and End of Conference
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Chairman |
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Mark DiMaio, Principal, Ernst & Young |
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