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Securities Operations Forum has organized hundreds of conferences for industry professionals; however, none are currently scheduled.
Upcoming Conferences
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Upcoming Conferences
Global Market Structure Conference - Co-Sponsored by The Depository Trust & Clearing Corporation and J.P. Morgan
New York, US
Operational Risk, Compliance and Governance Conference - Issues and Challenges
New York, US
17th Annual Securities Operations Conference
New York, US
New York, US
Derivatives Operations and Processing Conference
New York, US
5th Annual Corporate Actions Processing Workshop
Boston, US
5th Annual Buy-Side Reconciliations Workshop
Boston, US
Hedge Funds Operations and Processing Conference
New York, US
6th Annual Conference on Operational Risk Management in the Securities Industry
New York, US
5th Annual Reconciliation and Exception Management Conference
New York, US
Conference Description
17th Annual Securities Operations Conference
Picture Gallery
Full-Day Conference

CPE Credits: 7 [?]

Bayard's, 1 Hanover Square
New York, NY, 10004

Processing securities has never been more complicated and risky, nor has it offered more opportunities for improvements and efficiency. This year's 17th Annual Securities Operations Conference will cover a wide range of timely, relevant topics, centered around the theme 'Convergence and Transformation of the Global Securities Industry.'

Join your peers from brokerage, custody, investment management, and the industry infrastructure to discuss and learn updates on the global securities industry. William Aimetti, President and Chief Operating Officer of DTCC, will give the event's Keynote Address.

The agenda includes:
- Global Industry Trends
- Annual Update by Industry Regulators
- Utility Update
- Industry Associations - Best Practices and Standards
- Operational Risk - Uses of the 4 Data Elements in an Advanced OpRisk Framework
- Vendor Solutions and Outsourcing
- Optimizing Hedge Fund Operations and Due Diligence

This is a must-attend event for Heads of Operations, Operations Staff, Risk Managers, Risk Officers, Asset Managers, and other Securities Professionals.

In addition, an exhibit hall with leading operations and technology vendors will offer delegates the opportunity to identify the latest developments in Securities Operations and Processing.

For information on sponsor & exhibit opportunities, email Jessica Hieger ( or call 212-328-2500 x229.

Advisory Council for 17th Annual Securities Operations Conference:

Denise Adams, Munder Capital Management
William Aimetti, DTCC
Joe Conway, Brown Brothers Harriman
Scott Long, formerly of Blackstone Group
Richard Mitterando, JPMorgan Chase