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Securities Operations Forum hosts a variety of high-level conferences on topics of interest to securities operations professionals. Read what our participants say about the conferences »
Upcoming Conferences
17th Annual Securities Operations Conference
Thursday, October 02, 2008, New York, US
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Past Conferences
Fixed Income Trading and Processing Conference - Trends and Opportunities
Tuesday, September 09, 2008, New York, US
CorpActions 2008
Thursday, June 05, 2008, New York, US
Derivatives Operations and Processing Conference
Thursday, April 24, 2008, New York, US
5th Annual Corporate Actions Processing Workshop
Thursday, March 27, 2008, Boston, US
5th Annual Buy-Side Reconciliations Workshop
Wednesday, March 26, 2008, Boston, US
Hedge Funds Operations and Processing Conference
Tuesday, February 26, 2008, New York, US
6th Annual Conference on Operational Risk Management in the Securities Industry
January 31, 2008, New York, US
5th Annual Reconciliation and Exception Management Conference
December 11, 2007, New York, US
10th Annual Corporate Actions Processing Conference
November 06, 2007, New York, US
View all past conferences »
Conference Description
14th Annual Securities Operations Conference
Full-Day Conference

CPE Credits: 7 [?]

Bayard's, One Hanover Square
New York, NY, 10004
US

June 09, 2005
Sponsored by Securities Operations Forum, this annual conference, now in its 14th year, has become the industry's must-attend event.

While cost and efficiency are significant concerns of the securities industry, the ongoing consolidation in the industry and growing regulatory and compliance pressures facing securities operations are increasingly a focus of senior management. However, all levels of management must implement risk and operational management strategies to meet the challenges in the current environment.

Among the challenges and questions the industry currently needs to address, are:

- How do you maintain service quality in this more demanding regulatory market while increasing processing volumes and product complexity?

- Is the solution to further automate (buy or build), outsource the entire back office, or to process re-engineer?

- How can you use the evolving standards and industry initiatives to control costs while increasing productivity?

SOF brings together experts from brokerage, custody, investment management and the entire industry infrastructure to discuss common challenges and provide real solutions in this ever changing environment.

 




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