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Welcome to the Securities Operations Forum

As an information center for operations professionals in the financial services industry, Securities Operations Forum provides training courses, workshops, conferences, news and research to banks, broker/dealers, insurance companies, vendors, regulatory agencies and industry associations.

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Featured Classroom Courses:
Introduction to Fixed Income Products
Introduction to U.S. Securities Processing
Structured Securities: MBS, ABS, CDOs
E-Learning Courses:
US Securities Industry Basics
US Corporate Actions Introduction
Microsoft E-Learning
Working with Site Services in Microsoft Windows SharePoint Services 3.0
Planning and Troubleshooting IPSec in a Microsoft® Windows Server™ 2003 Network Environment
Connecting and Troubleshooting Mobile Devices with Windows Vista

Core Training for Microsoft Office PowerPoint 2007
Core Training for Microsoft Office OneNote 2007
How the US Securities Industry Works
How the U.S. Securities Industry Works, 3rd Edition
by Hal McIntyre

Updated with the latest securities industry procedures, this third edition addresses the fundamentals of the securities industry: the players, the markets, the products, the life-cycle of a trade and today's industry challenges.
Straight Through Processing for Financial Services Firms
edited by Hal McIntyre

Written by experts in their own fields and edited by a leading expert on STP in the financial services industry, this book evaluates current issues and provides key industry solutions.
What can I do?

Register for a classroom course

Register for E-Learning

Find out more about getting a Securities Industry Professional (SIP) Credential

Organize a custom course for your firm


The Summit Group
Setton Hall University

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