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Welcome to the Securities Operations Forum


As an information center for operations professionals in the financial services industry, Securities Operations Forum provides training courses, workshops, conferences, news and research to banks, broker/dealers, insurance companies, vendors, regulatory agencies and industry associations.

Conferences
There are no upcoming conferences at this time.
Past conferences:
Global Market Structure Conference - Co-Sponsored by The Depository Trust & Clearing Corporation and J.P. Morgan
Dec 02, 2008, New York, US
Operational Risk, Compliance and Governance Conference - Issues and Challenges
Nov 20-21, 2008, New York, US
17th Annual Securities Operations Conference
Oct 02, 2008, New York, US
Training
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Featured Classroom Courses:
Introduction to Fixed Income Products
Introduction to U.S. Securities Processing
Structured Securities: MBS, ABS, CDOs
E-Learning Courses:
US Securities Industry Basics
US Corporate Actions Introduction
News

2009-07-02 01:33 - Wall Street Strategies
NOW WHAT?
 

NEW YORK, NY

 
Publications
How the US Securities Industry Works
How the U.S. Securities Industry Works, 3rd Edition
by Hal McIntyre

Updated with the latest securities industry procedures, this third edition addresses the fundamentals of the securities industry: the players, the markets, the products, the life-cycle of a trade and today's industry challenges.
Straight Through Processing for Financial Services Firms
edited by Hal McIntyre

Written by experts in their own fields and edited by a leading expert on STP in the financial services industry, this book evaluates current issues and provides key industry solutions.
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